-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OzER85M1+yUgta+aXqApTVOzVGGBtDi7nA6aTkYsPIB2g5nJMksPXC1Xva6MJCZR Xd9Zfb6AhIhCn+84zIqdvQ== 0000950152-03-001826.txt : 20030214 0000950152-03-001826.hdr.sgml : 20030214 20030214100535 ACCESSION NUMBER: 0000950152-03-001826 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HYPERION SOLUTIONS CORP CENTRAL INDEX KEY: 0001001113 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770277772 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49112 FILM NUMBER: 03563141 BUSINESS ADDRESS: STREET 1: 1344 CROSSMAN AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087449500 MAIL ADDRESS: STREET 1: 1344 CROSSMAN AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ARBOR SOFTWARE CORP DATE OF NAME CHANGE: 19950919 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHAKER INVESTMENTS LLC/OH CENTRAL INDEX KEY: 0001009005 IRS NUMBER: 341970851 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE CHAGRIN HIGHLANDS STREET 2: 2000 AUBURN DRIVE; SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44122-4314 BUSINESS PHONE: 216-292-2950 MAIL ADDRESS: STREET 1: ONE CHAGRIN HIGHLANDS STREET 2: 2000 AUBURN DRIVE; SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44122-4314 FORMER COMPANY: FORMER CONFORMED NAME: SHAKER INVESTMENTS INC/OH DATE OF NAME CHANGE: 19990329 SC 13G/A 1 l98738asc13gza.txt SHAKER INVESTMENTS/HYPERION SOLUTIONS SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hyperion Solutions Corporation --------------------------------------------------------- (Name of Issuer) Common Stock (par value $0.001 per share) ----------------------------------------------------------- (Title of Class of Securities) 44914M104 ---------------------------------------------------------- (CUSIP Number) December 31, 2002 ---------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). EXPLANATORY NOTE Effective January 1, 2002, the Reporting Person succeeded to the businesses of Shaker Investments, Inc., Shaker Management, Inc. and Shaker Investments Management, L.P. (collectively the "Predecessor Investment Advisers"), each of which was a federally registered investment adviser. The Reporting Person is under the same control as the Predecessor Investment Advisers. The Schedule 13G for which this amendment is filed was filed by one or more of the Predecessor Investment Advisers, and this amendment is filed by the Reporting Person as successor to the Predecessor Investment Advisers. CUSIP No. 44914M104 ------------------------------ (1) NAMES OF REPORTING PERSONS: Shaker Investments, L.L.C. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only): 34-1970851 ----------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [ ] (b) [ ] (3) SEC USE ONLY ----------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware ----------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: (5) SOLE VOTING POWER: 0 ----------------------------------------------------- (6) SHARED VOTING POWER: None ----------------------------------------------------- (7) SOLE DISPOSITIVE POWER: 0 ----------------------------------------------------- (8) SHARED DISPOSITIVE POWER: None ----------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 0 ----------------------------------------------------------------------- Pursuant to Section 240.13d-4 of the Act, the filing of this Schedule 13G shall not be construed as an admission that the reporting person is, for purposes of Section 13(d) or 13(g) of the Act, the beneficial owner of any of the securities covered by this Schedule 13G. (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: [ ] (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 0.0% ----------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON: IA ----------------------------------------------------------------------- (end of cover page) ITEM 1(a) NAME OF ISSUER: Hyperion Solutions Corporation ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1344 Crossman Avenue Sunnyvale, California 94089 ITEM 2(a) NAME OF PERSON FILING: Shaker Investments, L.L.C. ITEM 2(b) ADDRESS OF PRINCIPAL OFFICE OR, IF NONE, RESIDENCE: One Chagrin Highlands 2000 Auburn Drive, Suite 300 Cleveland, Ohio 44122 ITEM 2(c) CITIZENSHIP: See Item 4 of cover page. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock (par value $0.001 per share) ITEM 2(e) CUSIP NUMBER: 44914M104 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] BROKER OR DEALER REGISTERED UNDER SECTION 15 OF THE ACT; (b) [ ] BANK AS DEFINED IN SECTION 3(a)(6) OF THE ACT; INSURANCE COMPANY AS DEFINED IN SECTION 3(a)(19) OF THE ACT; (c) [ ] INSURANCE COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT OF 1940; (d) [ ] INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT OF 1940; (e) [X] AN INVESTMENT ADVISER IN ACCORDANCE WITH SECTION 240.13d-1(b)(1)(ii)(E); (f) [ ] AN EMPLOYEE BENEFIT PLAN OR ENDOWMENT FUND IN ACCORDANCE WITH SECTION 240.13d-1(b)(1)(ii)(F); (g) [ ] A PARENT HOLDING COMPANY OR CONTROL PERSON IN ACCORDANCE WITH SECTION 240.13d-1(b)(1)(ii)(G); (h) [ ] A SAVINGS ASSOCIATION AS DEFINED IN SECTION 3(b) OF THE FEDERAL DEPOSIT INSURANCE ACT; (i) [ ] A CHURCH PLAN THAT IS EXCLUDED FROM THE DEFINITION OF AN INVESTMENT COMPANY UNDER SECTION 3(c)(14) OF THE INVESTMENT COMPANY ACT OF 1940; (j) [ ] GROUP, IN ACCORDANCE WITH SECTION 240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. (a) AMOUNT BENEFICIALLY OWNED: See Item 9 of cover page. (b) PERCENT OF CLASS: See Item 11 of cover page. (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: See Item 5 of cover page. (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: None. (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: See Item 7 of cover page. (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: None. ITEM 5. OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: [X]. ITEM 6. OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON. The Reporting Person exercises discretionary authority as an investment adviser on behalf of various clients none of which to the best of the knowledge of the Reporting Person holds more than five percent of the class of securities. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. See Explanatory Note above. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. See Explanatory Note above. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose of effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 2003 SHAKER INVESTMENTS, L.L.C. /s/ Edward P. Hemmelgarn -------------------------------- Signature Name: Edward P. Hemmelgarn Title: Managing Director -----END PRIVACY-ENHANCED MESSAGE-----